TS
TS

Theodore Baskin Smith

10 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
854 clients
Average Client Portfolio
$2.1M average
Assets Under Management
$1.8B

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $5.0M1.00%
$5.0M - $10.0M0.75%
$10.0M - $25.0M0.50%
$25M+0.40%

Fees are negotiable and may vary based on factors like the amount of assets managed and the complexity of the engagement.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Eleven Times Square, 15th Floor, New York, NY, 10036

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Next Capital Management LLC
March 2022 - Present · 3 yrs 11 mos
Innovation Partners LLC
January 2021 - Present · 5 yrs 1 mo
Innovation Partners LLCBroker
January 2021 - Present · 5 yrs 1 mo
Previous Registrations
Northern Lights Distributors, LLCBroker
March 2018 - January 2021 · 2 yrs 10 mos
Mount Yale Securities, LLCBroker
September 2014 - January 2016 · 1 yr 4 mos
LPL Financial LLCBroker
August 2013 - September 2014 · 1 yr 1 mo
Fortigent Securities Company, LLC.Broker
November 2011 - February 2012 · 3 mos
State Registrations1 state
MD
AdvisorBrokerBoth
Exams
No exam information available for this advisor.