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Theodore Smith

Next Capital Management LLC
11 Years of Experience
Silver Spring, MD
Broker
View SEC Summary
View SEC Summary

Theodore Smith is a registered investment advisor at Next Capital Management LLC, based in Silver Spring, MD, with 11 years of industry experience. Theodore is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 320 clients with $2.1B in assets under management.

Next Capital Management LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10 advisors
Number of Clients
320 clients
Average Client Portfolio
$6.7M average
Assets Under Management
$2.1B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $7.5M1.00%
$7.5M - $15.0M0.75%
$15.0M - $40.0M0.50%
$40M+0.40%

Fees are negotiable and may vary based on factors such as anticipated future earning capacity, anticipated future additional assets, dollar amount of assets to be managed, related accounts, account composition, complexity of the engagement, anticipated services to be rendered, grandfathered fee schedules, employees and family members, courtesy accounts, competition, negotiations with client, etc. As a result, similarly situated clients could pay different fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Silver Spring, MD

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Next Capital Management LLC
March 2022 - Present · 4 yrs 7 mos
Innovation Partners LLC
January 2021 - Present · 5 yrs 9 mos
Innovation Partners LLCBroker
January 2021 - Present · 5 yrs 9 mos
Previous Registrations
Northern Lights Distributors, LLCBroker
March 2018 - January 2021 · 2 yrs 10 mos
Mount Yale Securities, LLCBroker
September 2014 - January 2016 · 1 yr 4 mos
LPL Financial LLCBroker
August 2013 - September 2014 · 1 yr 1 mo
Fortigent Securities Company, LLC.Broker
November 2011 - February 2012 · 3 mos
State Registrations1 state
MD
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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