Robert Walters is a CFP-designated registered investment advisor, based in Lexington, KY, with 14 years of industry experience.
Location
200 W Vine St, Ste 200, Lexington, KY, 40507
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Bb&t Securities, LLCBroker
May 2018 - February 2021 · 2 yrs 9 mos
Bb&t Securities, LLC
May 2018 - February 2021 · 2 yrs 9 mos
J.P. Morgan Securities LLC
April 2015 - May 2018 · 3 yrs 1 mo
J.P. Morgan Securities LLCBroker
April 2015 - May 2018 · 3 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2011 - April 2015 · 3 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2011 - April 2015 · 3 yrs 5 mos
State Registrations27 states
AKALARCACOCTFLGAILINKYLAMDMIMNMOMSNCNYOHPASCTNTXVAWAWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.