Nico Sethi
Nico Sethi is a registered investment advisor at Santander Securities, based in Warminster, PA, with 14 years of industry experience. Nico operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 10,401 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Santander Securities LLC offers wrap fee advisory programs where you pay a single fee that covers investment management and other services. The annual fee is a percentage of your portfolio's value, calculated at the end of each quarter. The percentage varies depending on the program you choose and the amount you invest. The fee includes the cost of the firm's services and fees associated with the platform they use. Investment manager fees range from 0.15% to 1.00% and are in addition to the program fee. Fees may be negotiable.
Location
952 West Street Road, Warminster, PA, 18974
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Regulatory History (4)
Employment Separation After Allegations
November 2014Regulatory
April 2014Regulatory
April 2012Regulatory
July 2008Other Business Activities
Nico owns rental properties through 14602 E 2nd Ave, LLC, dedicating minimal time to this non-investment related activity. Nico also serves as Treasurer and Executive Board Member for Reserve at Northhampton Community Association, spending minimal time on this role.
Employment History
Current Registrations
Santander Securities
Santander Securities LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.