Sean Thompson is a registered investment advisor at Raymond James (USA) LTD, based in Vancouver, Bc, with 14 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 4,864 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.25% |
| $500K - $1.0M | 1.75% |
| $1.0M - $3.0M | 1.50% |
| $3.0M - $5.0M | 1.25% |
| $5M+ | 1.00% |
Fees are negotiable with the financial advisor.
Fee Estimator
Location
Suite 2100, 925 West Georgia Street, Vancouver, Bc, V6C 3L2
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Sean is a Branch Compliance Manager at Raymond James LTD (RJL), a registered investment dealer, since 2004. He dedicates nearly full-time hours to this role.
Employment History
Current Registrations
Raymond James (USA) LTD
Raymond James (USA) LTD.Broker
State Registrations1 state
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