RP
RP
Ricardo Peters
13 Years of Experience
Phoenix, AZ
Ricardo Peters is a registered investment advisor at Guardian Financial Wealth Management INC., based in Phoenix, AZ, with 13 years of industry experience. Ricardo operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
IM Fee
Planning only
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Location
Phoenix, AZ
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Guardian Financial Wealth Management INC.
August 2019 - Present · 6 yrs 9 mos
Previous Registrations
Guardian Financial Wealth Management INC.
August 2019 - December 2019 · 4 mos
J.P. Morgan Securities LLC
April 2016 - October 2018 · 2 yrs 6 mos
J.P. Morgan Securities LLCBroker
October 2012 - October 2018 · 6 yrs
Chase Investment Services CORP.Broker
November 2011 - October 2012 · 11 mos
State Registrations1 state
AZ
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.