HF
CFP
HF
CFP

Hector Ferran

14 Years of Experience
Miami Springs, FL
Broker

Hector Ferran is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Miami Springs, FL, with 14 years of industry experience. Hector is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

4299 NW 36 St Ste W, Miami Springs, FL, 33166

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Hector owns rental property in Hialeah, FL since 2022. He spends minimal time managing the property.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
December 2022 - Present · 3 yrs 10 mos
Wells Fargo Advisors
December 2022 - Present · 3 yrs 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2016 - December 2022 · 6 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2016 - December 2022 · 6 yrs 3 mos
J.P. Morgan Securities LLC
August 2014 - September 2016 · 2 yrs 1 mo
J.P. Morgan Securities LLCBroker
August 2014 - September 2016 · 2 yrs 1 mo
Wells Fargo Advisors, LLC
June 2014 - August 2014 · 2 mos
Wells Fargo Advisors, LLCBroker
June 2014 - August 2014 · 2 mos
J.P. Morgan Securities LLC
January 2013 - February 2014 · 1 yr 1 mo
J.P. Morgan Securities LLCBroker
October 2012 - February 2014 · 1 yr 4 mos
Chase Investment Services CORP.Broker
November 2011 - October 2012 · 11 mos
State Registrations2 states
FLPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.