MC
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Michael Cottier

14 Years of Experience
Fort Wayne, IN
Broker

Michael Cottier is a registered investment advisor at Cetera Investment Advisers LLC, based in Fort Wayne, IN, with 14 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

10403 Leo Road, Fort Wayne, IN, 46825

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2014 - Present · 11 yrs 11 mos
Cetera Investment Services LLCBroker
June 2014 - Present · 11 yrs 11 mos
Previous Registrations
J.P. Morgan Securities LLC
January 2014 - June 2014 · 5 mos
J.P. Morgan Securities LLCBroker
October 2012 - June 2014 · 1 yr 8 mos
Chase Investment Services CORP.Broker
November 2011 - October 2012 · 11 mos
State Registrations4 states
FLINOHTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Cottier - Financial Advisor | TrueAdvisor