Matthew Franchina
Matthew Franchina is a registered investment advisor at Emerson Equity LLC, based in Irvine, CA, with 13 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management. Their firm serves 679 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.50% |
| $1M+ | 2.25% |
Fees are negotiable. The Advisor, as a registered Broker-Dealer, also receives 12b-1 fees for certain mutual fund transactions.
Fee Estimator
Location
9940 Research Drive Suite 200, Irvine, CA, 92618
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2022Other Business ActivitiesSells Insurance
Matthew is a co-owner of Policy Engineer Insurance Solutions, selling insurance and annuities, dedicating about 10-20% of his time. He is also a co-owner of Asset Engineer Investment Solutions, a securities-related business, spending a few hours per week on this.
Employment History
Current Registrations
Emerson Equity LLC
Emerson Equity LLC
Emerson Equity LLCBroker
Previous Registrations
Moloney Securities Asset Management LLC
Moloney Securities CO., INC.Broker
Moloney Investment Advisory LLC
Bankers Life Securities, INC.Broker
Investment Advisors
Proequities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.