Matthew Franchina
Matthew Franchina is a registered investment advisor at Emerson Equity LLC, based in Santa Ana, CA, with 14 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 620 clients with $320M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Fees are negotiable with a maximum fee of 2.5% charged annually (billed quarterly at up to 0.625% per quarter).
Fee Estimator
Location
Santa Ana, CA
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2022Other Business ActivitiesSells Insurance
Matthew is a co-owner of Policy Engineer Insurance Solutions, selling insurance and annuities, dedicating about 10-20% of his time. He is also a co-owner of Asset Engineer Investment Solutions, a securities-related business, spending a few hours per week on this.
Employment History
Current Registrations
Emerson Equity LLC
Emerson Equity LLC
Emerson Equity LLCBroker
Previous Registrations
Moloney Securities Asset Management LLC
Moloney Securities CO., INC.Broker
Moloney Investment Advisory LLC
Bankers Life Securities, INC.Broker
Investment Advisors
Proequities, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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