James Lancaster is a CFP-designated registered investment advisor, based in Chicago, IL, with 14 years of industry experience.
Location
350 N Orleans St., #9000N, Chicago, IL, 60654
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James owns rental property in Lawton, OK, and is the President/Owner of Sterling Edge Financial LLC, created to provide tax and legal liability. He is also an advisory representative of a RIA, a financial planning para-planner, and a board member of Hartwell Ranch, a farming business.
Employment History
Current Registrations
Cambridge Investment Research, INC.
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Alera Investment Advisors, LLC
Triad Advisors LLCBroker
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.