DC
DC

Darren Castillo

14 Years of Experience
Brooklyn, NY
Broker

Darren Castillo is a registered investment advisor at Flagstar Securities, INC., based in Brooklyn, NY, with 14 years of industry experience. Darren is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,123 clients with $780M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
28 advisors
Number of Clients
1,123 clients
Average Client Portfolio
$698K average
Assets Under Management
$784.3M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.62%
$1.0M - $5.0M1.10%
$5.0M - $10.0M0.83%
$10.0M - $20.0M0.55%
$20M+0.43%

Rates combine the maximum advisory fee and sponsor fee. Third-party manager fees (0.25% to 1.25%) are additional.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

26 Court Street, Brooklyn, NY, 11242

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Flagstar Securities, INC.
January 2025 - Present · 1 yr 9 mos
Flagstar Securities, INCBroker
September 2013 - Present · 13 yrs 1 mo
Previous Registrations
Flagstar Advisors, INC.
October 2016 - December 2024 · 8 yrs 2 mos
J.P. Morgan Securities LLCBroker
October 2012 - August 2013 · 10 mos
Chase Investment Services CORP.Broker
November 2011 - October 2012 · 11 mos
State Registrations37 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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