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Christopher Ernst

14 Years of Experience
Saint Louis, MO
Broker

Christopher Ernst is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Saint Louis, MO, with 14 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

11600 Manchester Road, Suite 201, Saint Louis, MO, 63131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher is an associate/employee at Hake Investment Group, working as a branch manager designee and financial advisor, dedicating about half of his time to this role. He also serves as a trustee for two irrevocable trusts, spending minimal time ensuring funds are properly invested.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2017 - Present · 8 yrs 9 mos
Raymond James Financial Services, INC.Broker
October 2017 - Present · 8 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2012 - October 2017 · 5 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2012 - October 2017 · 5 yrs 6 mos
Scottrade, INC.Broker
January 2012 - March 2012 · 2 mos
State Registrations21 states
ARAZCACOCTDEFLGAIAILLAMIMONCPASCTNTXUTVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Ernst - Financial Advisor | TrueAdvisor