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Daniel Seaman

14 Years of Experience
Spartanburg, SC
Broker

Daniel Seaman is a registered investment advisor at Morgan Stanley, based in Spartanburg, SC, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

320 East Main Street, Suite 410, Spartanburg, SC, 29302

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Daniel is the volunteer Vice-President of the Masters of Success Chapter of Business Network International, a networking organization. He spends a few hours per week on this activity.

Employment History
Current Registrations
Morgan Stanley
February 2014 - Present · 12 yrs 3 mos
Morgan StanleyBroker
January 2014 - Present · 12 yrs 4 mos
Previous Registrations
Wells Fargo Advisors, LLC
December 2011 - February 2014 · 2 yrs 2 mos
Wells Fargo Advisors, LLCBroker
November 2011 - February 2014 · 2 yrs 3 mos
State Registrations33 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Daniel Seaman - Financial Advisor | TrueAdvisor