Wallace Nichols
Wallace Nichols is a registered investment advisor at Asset Guidance Group, LLC, based in Roswell, GA, with 14 years of industry experience. Their practice areas include Business Owners, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 39 clients with $27M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $10K | 2.00% |
| $10K - $500K | 1.45% |
| $500K+ | 1.00% |
Annual administrative fee may be negotiable. AGG also charges performance fees in addition to AUM fees for Qualified Investors. A qualified investor is a client holding > $1.1M USD AUM or $2.2M net worth (USD). For DA, fees mirror TradFi, but with added volatility disclosure.
Fee Estimator
Location
1875 Old Alabama Road, Suite 645, Roswell, GA, 30076
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Wallace is a managing member and insurance agent at Asset Guidance Group, LLC, dedicating about half of his time to this investment-related activity. He also works as an attorney at law for WR Nichols & Associates, PC, spending about a quarter of his time on this non-investment related role.
Employment History
Current Registrations
Asset Guidance Group, LLC
Previous Registrations
First Advisors National, LLC
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Cssc Investment Advisory Services, INC.
Cssc Brokerage Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.