James Regan
James Regan is a registered investment advisor at Brookstone Wealth Advisors, LLC, based in Wheaton, IL, with 14 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
BWA provides investment management services through the BCM Platform or BCM wrap-fee program. Fees for these programs are disclosed in BCM's brochure and offering materials. BWA can negotiate its portion of the total fee, but the total advisory fee will not exceed 2.5% annually. The fees are based on a percentage of the value of your portfolio. The fees are negotiable depending on the amount you invest and the complexity of your financial situation.
Location
1745 S Naperville Rd, Suite 200, Wheaton, IL, 60189
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is involved in several business activities, including Regan & Associates LLC (tax conduit), Pacific Life (insurance agent), Capital Wealth Investments (real estate rental), SharpePoint Private Client Group (DBA), SharpePoint Insurance Group (insurance agent), and Longterm Care 4 Veterans (advisor). He dedicates a significant amount of time to SharpePoint Private Client Group (full-time), minimal time to Regan & Associates LLC, Pacific Life, and SharpePoint Insurance Group, and a few hours per week to Capital Wealth Investments and Longterm Care 4 Veterans.
Employment History
Current Registrations
Brookstone Wealth Advisors, LLC
Previous Registrations
Sharpepoint, LLC
Private Advisor Group, LLC
LPL Financial LLCBroker
Center Street Securities, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.