Scott Schmidt is a registered investment advisor, based in Chicago, IL, with 14 years of industry experience.
Location
209 S. LaSalle, Chicago, IL, 60604
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Scott is a partner in the law firm Schmidt and Lerner, LLC since 2010, spending a few hours per week reviewing legal work and offering advice. This activity is not investment-related.
Employment History
Current Registrations
Sanctuary Advisors, LLC
June 2016 - Present · 9 yrs 11 mos
Sanctuary Securities, INC.Broker
June 2016 - Present · 9 yrs 11 mos
Previous Registrations
Fifth Third Securities, INC.
December 2014 - June 2016 · 1 yr 6 mos
Fifth Third Securities, INC.Broker
December 2014 - June 2016 · 1 yr 6 mos
Meritus Capital Management, INC.
May 2012 - December 2014 · 2 yrs 7 mos
Meritus Financial Group, INC.Broker
November 2011 - November 2014 · 3 yrs
State Registrations20 states
AZCACOFLILINMAMNMONCNENVOHORSCTNTXUTVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.