Richard Womack is a CFP-designated registered investment advisor, based in Newbury Park, CA, with 14 years of industry experience.
Location
Newbury Park, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is involved in several outside business activities. He provides tax preparation/accounting services through Conejo Tax Services, acts as treasurer/comptroller for the Financial Planning Association of Ventura County, works as an insurance agent for Avantax Insurance Agency, and provides home care for his mother-in-law.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations4 states
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