Christopher Patzelt-Russo is a registered investment advisor, based in New York, NY, with 14 years of industry experience.
Location
860 Washington St, New York, NY, 10014
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sofi Securities LLC
September 2021 - Present · 4 yrs 8 mos
Sofi Wealth LLC
September 2021 - Present · 4 yrs 8 mos
Sofi Securities LLCBroker
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Equitable Advisors, LLC
February 2017 - September 2021 · 4 yrs 7 mos
Equitable Advisors, LLCBroker
January 2017 - September 2021 · 4 yrs 8 mos
Kapitall Generation, LLCBroker
January 2016 - December 2016 · 11 mos
Halliday Financial, LLCBroker
November 2011 - January 2016 · 4 yrs 2 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.