Louis Mammana
Louis Mammana is a CFP-designated registered investment advisor at LPL Financial LLC, based in Allentown, PA, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2686 S Pike Ave, Suite 200, Allentown, PA, 18103
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Louis owns Number Crunch Tax Solutions, LLC, providing tax preparation and bookkeeping services, dedicating about half of his time during tax season and minimal time during market hours. He is also an Investment Advisor Representative and insurance agent with Roche Financial Associates, LLC, and assists his wife with her music business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Next Financial Group, INC.Broker
Next Financial Group, INC.
Private Advisor Group, LLC
LPL Financial LLCBroker
Valley National Investments, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.