ND
ND

Nicholas Driscoll

14 Years of Experience
Chicago, IL
Broker

Nicholas Driscoll is a registered investment advisor at Neuberger Berman Bd LLC, based in Chicago, IL, with 14 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
Loading...

Location

190 South Lasalle Street, 23rd & 24th & 27th Floor, Chicago, IL, 60603

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Neuberger Berman Bd LLC
April 2019 - Present · 7 yrs 1 mo
Neuberger Berman Bd LLCBroker
March 2019 - Present · 7 yrs 2 mos
Neuberger Berman Bd LLC
March 2019 - Present · 7 yrs 2 mos
Previous Registrations
Putnam Investment Management, LLC
December 2016 - March 2019 · 2 yrs 3 mos
Putnam Retail Management Limited PartnershipBroker
March 2012 - March 2019 · 7 yrs
State Registrations6 states
IAILKSMONENY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.