JW
JW

James West

14 Years of Experience
Abilene, TX
BrokerSells Insurance

James West is a registered investment advisor, based in Abilene, TX, with 14 years of industry experience.

Location

400 Pine Street, Abilene, TX, 79601

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

James is a finance/investment committee member at First Baptist Church Buffalo Gap, dedicating minimal time. He also works full-time as an Investment Executive at First Financial Bank, provides investment advice at First Financial Investment Advisors, and photographs wildlife species for Six Gun Outdoors for a few hours per week.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
August 2016 - Present · 10 yrs 1 mo
Raymond James Financial Services, INC.Broker
August 2016 - Present · 10 yrs 1 mo
Previous Registrations
Cetera Investment Advisers LLC
January 2014 - July 2016 · 2 yrs 6 mos
Cetera Investment Services LLC
November 2012 - January 2014 · 1 yr 2 mos
Cetera Investment Services LLCBroker
January 2012 - July 2016 · 4 yrs 6 mos
State Registrations20 states
ALARCACOFLIAILKSLAMDMTNENHNJNMNVOKTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
James West - Financial Advisor | TrueAdvisor