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CFP
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CFP

Thomas Ervin

Diversified, LLC
12 Years of Experience
Wilmington, DE
BrokerSells Insurance
View SEC Summary
View SEC Summary

Thomas Ervin is a CFP-designated registered investment advisor at Diversified, LLC, based in Wilmington, DE, with 12 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Business Owners, Charitable Giving, Education Planning, and 8 more. Their firm serves 2,002 clients with $2.8B in assets under management.

Diversified, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
29 advisors
Number of Clients
2,002 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$2.8B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.95%

Annual asset management fee typically will not exceed 1.95% of assets under management. Fees are negotiable at the firm's discretion.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3705 Concord Pike, Wilmington, DE, 19803

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Thomas is an investment adviser representative and assists in financial planning, dedicating full-time hours to this. He is also a registered representative and independent licensed insurance agent selling accident and health, life, fixed annuities, and variable life/variable annuity products.

Employment History
Current Registrations
Diversified, LLC
August 2024 - Present · 2 yrs 2 mos
Purshe Kaplan Sterling InvestmentsBroker
August 2020 - Present · 6 yrs 2 mos
Previous Registrations
Diversified, LLC
January 2023 - November 2024 · 1 yr 10 mos
Securities Service Network, LLCBroker
May 2014 - July 2020 · 6 yrs 2 mos
State Registrations33 states
ALAZCACTDEFLGAHIILINMAMDMEMIMNMSNCNHNJNMNYOHOKPARISCSDTNTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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