Thomas Ervin
Thomas Ervin is a CFP-designated registered investment advisor at Diversified, LLC, based in Wilmington, DE, with 11 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 1,723 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Diversified offers investment management services where fees typically do not exceed 1.95% of the value of your portfolio annually. In some cases, fees may exceed 1.95% if limited financial planning services are included. If you participate in the Zoe Financial, Inc. TAMP platform, you may be subject to additional platform fees assessed by Zoe, up to 0.50% of your portfolio.
Location
3705 Concord Pike, Wilmington, DE, 19803
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is an investment adviser representative and assists in financial planning, dedicating full-time hours to this. He is also a registered representative and independent licensed insurance agent selling accident and health, life, fixed annuities, and variable life/variable annuity products.
Employment History
Current Registrations
Diversified, LLC
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Diversified, LLC
Securities Service Network, LLCBroker
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.