CG
CG

Christian Gallo

13 Years of Experience
New York, NY
Broker

Christian Gallo is a registered investment advisor, based in New York, NY, with 13 years of industry experience.

Location

540 Madison Ave., 9th Floor, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Snowden Account Services LLCBroker
April 2022 - Present · 4 yrs 1 mo
Snowden Capital Advisors LLC
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
Fieldpoint Private Securities LLC
October 2015 - April 2022 · 6 yrs 6 mos
Fieldpoint Private Securities, LLCBroker
October 2015 - April 2022 · 6 yrs 6 mos
Oppenheimer & CO. INC.
December 2013 - October 2015 · 1 yr 10 mos
Oppenheimer & CO. INC.Broker
November 2013 - October 2015 · 1 yr 11 mos
AXA Advisors, LLC
February 2012 - January 2013 · 11 mos
AXA Advisors, LLCBroker
December 2011 - January 2013 · 1 yr 1 mo
State Registrations23 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christian Gallo - Financial Advisor | TrueAdvisor