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Frederick Mischler

LPL Financial LLC
14 Years of Experience
Oklahoma City, OK
1 DisclosureBrokerSells Insurance
View SEC Summary
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Frederick Mischler is a registered investment advisor at LPL Financial LLC, based in Oklahoma City, OK, with 14 years of industry experience. Frederick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

14604 Bogert Pkwy, Oklahoma City, OK, 73134

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History

Regulatory History (1)
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Regulatory
December 2007
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Frederick works as an insurance agent selling insurance for various insurance carriers through W&R Insurance Agencies since 2016. This activity is investment-related.

Employment History
Current Registrations
LPL Financial LLC
July 2021 - Present · 5 yrs 3 mos
LPL Financial LLC
July 2021 - Present · 5 yrs 3 mos
LPL Financial LLCBroker
July 2021 - Present · 5 yrs 3 mos
Previous Registrations
Waddell & Reed
May 2016 - July 2021 · 5 yrs 2 mos
Waddell & ReedBroker
May 2016 - July 2021 · 5 yrs 2 mos
Edward Jones
March 2012 - May 2016 · 4 yrs 2 mos
Edward JonesBroker
December 2011 - May 2016 · 4 yrs 5 mos
State Registrations17 states
CACODEFLGAINKSKYLANCNYOHOKTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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