Catherine Lantz is a registered investment advisor, based in Moore, OK, with 13 years of industry experience.
Location
Moore, OK
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Catherine is an insurance agent selling life insurance, fixed annuities, and long-term care, dedicating minimal time to this activity. She also provides notarial services as a notary, spending minimal time on this as well.
Employment History
Current Registrations
Cetera Advisors LLCBroker
April 2024 - Present · 2 yrs 1 mo
Cetera Investment Advisers LLC
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Osaic Wealth, INC.Broker
January 2024 - February 2024 · 1 mo
Osaic Wealth, INC.
January 2024 - February 2024 · 1 mo
Woodbury Financial Services, INC.Broker
June 2023 - January 2024 · 7 mos
Woodbury Financial Services, INC.
June 2023 - January 2024 · 7 mos
Cetera Advisors LLC
October 2016 - June 2023 · 6 yrs 8 mos
Cetera Advisors LLCBroker
October 2016 - June 2023 · 6 yrs 8 mos
Investors Capital Advisory
August 2016 - October 2016 · 2 mos
Investors Capital CORP.Broker
January 2014 - October 2016 · 2 yrs 9 mos
Pruco Securities, LLC.Broker
December 2011 - November 2013 · 1 yr 11 mos
State Registrations7 states
ARCOFLNYOKTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.