Dennis Smith is a registered investment advisor at Clg LLC, based in Long Beach, CA, with 11 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 1,448 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CLG, LLC offers comprehensive portfolio management where clients receive both asset management and financial planning for a combined fee. The maximum annual fee charged for this service is 2.50%. Fees are negotiable and are billed quarterly in advance based on the value of the account. CLG does not charge an additional fee for managing held-away assets, but Pontera charges a 0.30% fee for those assets, which CLG covers.
Location
4821 E 2nd Street, Long Beach, CA, 90803
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dennis sells fixed insurance, life insurance, annuities, and long-term care products, dedicating a few hours per week. He is also part owner of Stratis Financial, offering residential mortgages, and a principal at Copiam Asset Management, focusing on financial planning and asset management, dedicating about a quarter of his time to each. Additionally, Dennis is involved with the Rotary Club of Long Beach and the Long Beach Rotary Charitable Foundation, and works as a loan originator for United American Mortgage Corporation.
Employment History
Current Registrations
Clg LLC
Previous Registrations
Cetera Investment Advisers LLC
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
State Registrations1 state
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