Dennis Smith is a registered investment advisor at Clg LLC, based in Long Beach, CA, with 12 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 1,448 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum annual fee charged will not exceed 2.50% and is negotiable.
Fee Estimator
Location
4821 E 2nd Street, Long Beach, CA, 90803
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dennis sells fixed insurance, life insurance, annuities, and long-term care products, dedicating a few hours per week. He is also part owner of Stratis Financial, offering residential mortgages, and a principal at Copiam Asset Management, focusing on financial planning and asset management, dedicating about a quarter of his time to each. Additionally, Dennis is involved with the Rotary Club of Long Beach and the Long Beach Rotary Charitable Foundation, and works as a loan originator for United American Mortgage Corporation.
Employment History
Current Registrations
Clg LLC
Previous Registrations
Cetera Investment Advisers LLC
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Jon Bemis, CFPClg LLC
- Rahamin Suares, CFPLPL Financial LLC
- Robert Price, CFPProsperity Wealth Planning LLC
- Tristin Redmon, CFPLPL Financial LLC
- Ruben Cisneros, CFPSeacrest Wealth Management, LLC
- David Ross, CFPRoss Financial Group