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David Utter

Onedigital
58 Years of Experience
San Diego, CA
5 DisclosuresSells Insurance
View SEC Summary
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David Utter is a registered investment advisor at Onedigital, based in San Diego, CA, with 58 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 18,203 clients with $160B in assets under management.

Onedigital
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
388 advisors
Number of Clients
18,203 clients
Average Client Portfolio
$8.5M average
Assets Under Management
$155.4B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Advisory fees are based on a percentage of assets under management, billed quarterly in advance, and will not exceed 2.00% annually.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6165 Greenwich Drive, Suite 340, San Diego, CA, 92122

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 1992
Final
Customer Dispute
April 1991
Settled
Customer Dispute
January 1991
Award / Judgment
Regulatory
December 1990
Final
Regulatory
December 1987
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David owns rental real estate and is a partner at Retirement Benefits Group, providing retirement planning and wealth management services. He is also a Senior Vice President at OneDigital, offering health, benefit, and insurance products, and acts as a trustee for trust accounts.

Employment History
Current Registrations
Onedigital
December 2018 - Present · 7 yrs 10 mos
Previous Registrations
Osaic Wealth, INC.Broker
August 2024 - April 2026 · 1 yr 8 mos
Triad Advisors LLCBroker
January 2019 - August 2024 · 5 yrs 7 mos
LPL Financial LLCBroker
November 2010 - December 2018 · 8 yrs 1 mo
Independent Financial Partners
November 2010 - December 2018 · 8 yrs 1 mo
Nrp Advisors, INC.
September 2007 - December 2010 · 3 yrs 3 mos
Nrp Financial, INC.Broker
September 2007 - November 2010 · 3 yrs 2 mos
Wachovia Securities, LLC
July 2003 - September 2007 · 4 yrs 2 mos
Wachovia Securities, LLCBroker
July 2003 - September 2007 · 4 yrs 2 mos
Prudential Securities Incorporated
July 1997 - July 2003 · 6 yrs
Prudential Securities IncorporatedBroker
July 1984 - July 2003 · 19 yrs
Bateman Eichler, Hill Richards, IncorporatedBroker
October 1983 - July 1984 · 9 mos
Kidder, Peabody & CO. IncorporatedBroker
December 1981 - October 1983 · 1 yr 10 mos
Wedbush, Noble, Cooke, INCBroker
April 1975 - December 1981 · 6 yrs 8 mos
Shearson, Hammill & CO., IncorporatedBroker
April 1968 - May 1975 · 7 yrs 1 mo
State Registrations3 states
CAHITX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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