David Utter
David Utter is a registered investment advisor at Osaic Wealth, INC., based in San Diego, CA, with 57 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
6165 Greenwich Drive, Suite 340, San Diego, CA, 92122
Get directionsHistory
Regulatory History (5)
Regulatory
October 1992Customer Dispute
April 1991Customer Dispute
January 1991Regulatory
December 1990Regulatory
December 1987Other Business ActivitiesSells Insurance
David owns rental real estate and is a partner at Retirement Benefits Group, providing retirement planning and wealth management services. He is also a Senior Vice President at OneDigital, offering health, benefit, and insurance products, and acts as a trustee for trust accounts.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Onedigital
Previous Registrations
Triad Advisors LLCBroker
LPL Financial LLCBroker
Independent Financial Partners
Nrp Advisors, INC.
Nrp Financial, INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Bateman Eichler, Hill Richards, IncorporatedBroker
Kidder, Peabody & CO. IncorporatedBroker
Wedbush, Noble, Cooke, INCBroker
Shearson, Hammill & CO., IncorporatedBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.