David Arthur Koch

Halbert Hargrove

13 Years of Experience

2 Disclosures

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningInsurance Planning

Halbert Hargrove

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

40 advisors

Number of Clients

1,449 clients

Average Client Portfolio

$2.4M average

Assets Under Management

$3.5B

Fee Structure

Financial Planning:Included in AUM fee

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $5.0M	1.00%
$5.0M - $8.0M	0.75%
$8M+	0.50%

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Contact

David Arthur Koch

Location

111 West Ocean Boulevard, 23rd Floor, Long Beach, CA, 90802-7908

Get directions

History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

February 2020

Settled

Customer Dispute

December 2019

Settled

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Halbert Hargrove

January 2012 - Present · 14 yrs 1 mo

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.

Additional Information

David joined Halbert Hargrove in 2011. Based in our Long Beach office, he says of his role at HH, “It encompasses far more problem solving and life coaching than I ever anticipated. I enjoy the challenges that each unique situation brings.” David advises a wide variety of clients, including individuals, families, corporate retirement plans, family limited partnerships, and nonprofits.