David Koch is a CFA, CFP-designated registered investment advisor at Halbert Hargrove, based in Irvine, CA, with 14 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 1 more. Their firm serves 1,518 clients with $4.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $8.0M | 0.75% |
| $8M+ | 0.50% |
Fees may be negotiable based on various criteria such as account composition, complexity, and anticipated assets.
Fee Estimator
Contact
David Koch
Location
1 Park Plaza, Suite 600, Irvine, CA, 92614
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2020Customer Dispute
December 2019Employment History
Current Registrations
Halbert Hargrove
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
David joined Halbert Hargrove in 2011. Based in our Long Beach office, he says of his role at HH, “It encompasses far more problem solving and life coaching than I ever anticipated. I enjoy the challenges that each unique situation brings.” David advises a wide variety of clients, including individuals, families, corporate retirement plans, family limited partnerships, and nonprofits.
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