Robert Filmore is a registered investment advisor, based in Scottsdale, AZ, with 12 years of industry experience.
Location
14321 N. Northsight Blvd., Scottsdale, AZ, 85260
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Robert is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This activity is not investment-related.
Employment History
Current Registrations
Vanguard Marketing Corporation
April 2021 - Present · 5 yrs 5 mos
Vanguard Marketing CorporationBroker
April 2021 - Present · 5 yrs 5 mos
Vanguard Advisers, INC.
April 2021 - Present · 5 yrs 5 mos
Previous Registrations
USAA Investment Services CompanyBroker
June 2020 - November 2020 · 5 mos
USAA Investment Services Company
April 2020 - July 2020 · 3 mos
USAA Financial Advisors, INC.Broker
April 2020 - June 2020 · 2 mos
Woodbury Financial Services, INC.
November 2019 - January 2020 · 2 mos
Woodbury Financial Services, INC.Broker
November 2019 - January 2020 · 2 mos
VALIC Financial Advisors, INC.
April 2018 - December 2019 · 1 yr 8 mos
VALIC Financial Advisors, INC.Broker
April 2018 - December 2019 · 1 yr 8 mos
LPL Financial LLCBroker
December 2014 - September 2017 · 2 yrs 9 mos
LPL Financial LLC
November 2014 - September 2017 · 2 yrs 10 mos
Windsor Capital Management, LLC
May 2014 - October 2014 · 5 mos
Charles Schwab & CO., INC.Broker
May 2012 - April 2014 · 1 yr 11 mos
State Registrations2 states
AZTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.