Trish Le is a registered investment advisor, based in Burlingame, CA, with 12 years of industry experience.
Location
1220 Howard Ave Ste 209, Burlingame, CA, 94010-4256
Get directionsHistory
Regulatory History (1)
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Regulatory
January 2015Final
Other Business ActivitiesSells Insurance
Trish works as a real estate salesperson and owns Allstate Insurance Company, managing the insurance agency on a full-time basis. The real estate sales take minimal time.
Employment History
Current Registrations
Allstate Financial Services, LLCBroker
September 2017 - Present · 8 yrs 10 mos
Allstate Financial Advisors, LLC
September 2017 - Present · 8 yrs 10 mos
Previous Registrations
Independent Financial Partners
April 2016 - February 2017 · 10 mos
LPL Financial LLCBroker
April 2016 - February 2017 · 10 mos
J.P. Turner & Company, L.L.C.Broker
April 2014 - November 2015 · 1 yr 7 mos
J P Turner & Company Capital Management, LLC
April 2014 - November 2015 · 1 yr 7 mos
Ameriprise Financial Services, INC.
April 2013 - October 2013 · 6 mos
Ameriprise Financial Services, INC.Broker
April 2013 - October 2013 · 6 mos
Edward Jones
April 2012 - March 2013 · 11 mos
Edward JonesBroker
February 2012 - March 2013 · 1 yr 1 mo
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.