Stephen Fassel is a registered investment advisor at Courier Capital, LLC, based in Buffalo, NY, with 13 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 2,218 clients with $3.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Courier Capital's fees for investment management are based on a percentage of the value of your portfolio, ranging from 0% to 1.50% annually. The specific fee depends on factors like the amount and types of assets managed, the number of accounts, the length of the relationship, and the advisory service selected.
Location
1114 Delaware Avenue, Buffalo, NY, 14209-1604
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is an agent for non-variable insurance through Specific Solutions and KAFL Insurance Resources, including life insurance and long-term care, and dedicates about half his time to this. He also provides investment advisory services through HNP Capital, LLC, and operates under the DBAs Five Star Investment Services and HNP Capital, dedicating about 10-20% of his time to this.
Employment History
Current Registrations
Courier Capital, LLC
Previous Registrations
Hnp Capital LLC
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Hsbc Securities (USA) INC.Broker
MML Investors Services, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.