Francis Sobieski
Francis Sobieski is a registered investment advisor at Cetera Investment Advisers LLC, based in South Deerfield, MA, with 14 years of industry experience. Francis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2 Park Street, 1A, South Deerfield, MA, 01373
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Francis serves as a co-trustee, an agent for Avantax Insurance Agency LLC selling annuities, and owns Sobieski Financial, LLC providing accounting and tax preparation services full-time. He also serves as a board member for the Town of Deerfield.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Primerica Advisors
PFS Investments INC.Broker
H.D. Vest Investment ServicesBroker
State Registrations3 states
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