SG
SG

Seth Gansman

14 Years of Experience
Blue Bell, PA
1 DisclosureBroker

Seth Gansman is a registered investment advisor at Ameriprise Financial Services, LLC, based in Blue Bell, PA, with 14 years of industry experience. Seth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

790 Penllyn Blue Bell Pike, Ste 300, Blue Bell, PA, 19422

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History

Regulatory History (1)
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Customer Dispute
July 2024
Settled
Other Business Activities

Seth is the Board President for Gansman since 2015, dedicating minimal time. He is also a Warrington Township Auditor, reviewing audit reports, and spends minimal time on this role as well.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
June 2018 - Present · 8 yrs 3 mos
Ameriprise Financial Services, LLC
June 2018 - Present · 8 yrs 3 mos
Ameriprise Financial Services, LLCBroker
June 2018 - Present · 8 yrs 3 mos
Previous Registrations
Morgan Stanley
March 2012 - June 2018 · 6 yrs 3 mos
Morgan StanleyBroker
January 2012 - June 2018 · 6 yrs 5 mos
State Registrations20 states
ALAZCADEFLINMAMDMTNCNJNYOHORPARISCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.