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Kyle Riley

11 Years of Experience
Glendale, AZ
1 DisclosureBroker

Kyle Riley is a registered investment advisor at Ameriprise Financial Services, LLC, based in Glendale, AZ, with 11 years of industry experience. Kyle operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

17505 N 79th Ave Ste 202, Glendale, AZ, 85308-8726

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History

Regulatory History (1)
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Criminal
March 2007
Final Disposition
Employment History
Current Registrations
Ameriprise Financial Services, LLC
June 2017 - Present · 8 yrs 11 mos
Ameriprise Financial Services, LLC
June 2017 - Present · 8 yrs 11 mos
Ameriprise Financial Services, LLCBroker
June 2017 - Present · 8 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2013 - August 2015 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2013 - August 2015 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2012 - July 2013 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2012 - July 2013 · 9 mos
State Registrations24 states
AKAZCACOFLHIIDILINMIMTNCNJNMNVOHOKPATNTXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.