John Kozol is a CFP-designated registered investment advisor, based in Bellevue, WA, with 13 years of industry experience.
Location
11400 SE 8th St, Suite 205, Bellevue, WA, 98004
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Advisory Services, INC.
May 2014 - November 2020 · 6 yrs 6 mos
First Allied Securities, INC.Broker
March 2012 - September 2022 · 10 yrs 6 mos
State Registrations15 states
AZCAFLIDKYMNMTNJNMOHORTXWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.