James Fratello
James Fratello is a registered investment advisor at Independent Financial Group, LLC, based in Norwell, MA, with 52 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
150 Longwater Drive, Suite 103, Norwell, MA, 02061
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2012Other Business Activities
James is an agent/representative for a DBA used for marketing purposes, focusing on securities sales and investment advisory services since 1989. This activity takes nearly full-time, with 120 hours dedicated to securities trading.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
Grove Point Advisors, LLC
H. Beck, INC.
Grove Point Investments, LLCBroker
Commonwealth Equity Services, INC.Broker
Glicoa Associates, INC.Broker
Putnam Fund Distributors, INC.Broker
Cg Equity Sales CompanyBroker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.