JC
JC
Joshua Clayton
11 Years of Experience
San Francisco, CA
1 DisclosureBroker
Joshua Clayton is a registered investment advisor at Sofi Wealth LLC, based in San Francisco, CA, with 11 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 265,019 clients with $1.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
112 advisors
Number of Clients
265,019 clients
Average Client Portfolio
$6K average
Assets Under Management
$1.5B
Fee Structure
Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.25% |
The wrap fee is not charged on the cash allocation, which is generally 1% of the portfolio.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
234 1st Street, San Francisco, CA, 94105
Get directionsHistory
Regulatory History (1)
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Criminal
August 2001Final Disposition
Employment History
Current Registrations
Sofi Wealth LLC
August 2022 - Present · 3 yrs 9 mos
Sofi Securities LLCBroker
August 2019 - Present · 6 yrs 9 mos
Sofi Securities LLC
August 2019 - Present · 6 yrs 9 mos
Previous Registrations
Sofi Wealth LLC
August 2019 - July 2022 · 2 yrs 11 mos
Capital One Advisors, LLC
August 2014 - February 2019 · 4 yrs 6 mos
Capital One Investing, LLCBroker
June 2014 - February 2019 · 4 yrs 8 mos
State Registrations1 state
PA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.