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Joshua Clayton

Sofi Wealth LLC
11 Years of Experience
Downingtown, PA
1 DisclosureBroker
View SEC Summary
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Joshua Clayton is a registered investment advisor at Sofi Wealth LLC, based in Downingtown, PA, with 11 years of industry experience. Joshua is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 254,020 clients with $2B in assets under management.

Sofi Wealth LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
108 advisors
Number of Clients
254,020 clients
Average Client Portfolio
$8K average
Assets Under Management
$2.0B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.25%

Fee is charged at a flat annual rate of 0.25% on invested balances and is non-negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Downingtown, PA

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History

Regulatory History (1)
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Criminal
August 2001
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Sofi Wealth LLC
August 2022 - Present · 4 yrs 2 mos
Sofi Securities LLCBroker
August 2019 - Present · 7 yrs 2 mos
Sofi Securities LLC
August 2019 - Present · 7 yrs 2 mos
Previous Registrations
Sofi Wealth LLC
August 2019 - July 2022 · 2 yrs 11 mos
Capital One Advisors, LLC
August 2014 - February 2019 · 4 yrs 6 mos
Capital One Investing, LLCBroker
June 2014 - February 2019 · 4 yrs 8 mos
State Registrations1 state
PA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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