Edward Ricker
Edward Ricker is a registered investment advisor at MML Investors Services, LLC, based in South Jordan, UT, with 13 years of industry experience. Edward operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
South Jordan, UT
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2024Criminal
March 2008Other Business ActivitiesSells Insurance
Edward is an insurance broker selling life, disability, long-term care, fixed annuities, and health insurance, dedicating minimal time to this activity. He also owns Ricker Partners LLC, a dropshipping/reselling business on Amazon, spending minimal time on it.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
E*trade Capital Management, LLC
E*trade Securities LLCBroker
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.