Sean O'brien is a registered investment advisor at LPL Financial LLC, based in East Rochester, NY, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
158 W Commercial St, East Rochester, NY, 14445
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Sean works in tax preparation and accounting for Roberts Accounting, CPAs, P.C. since 2014, dedicating minimal time. Since 2017, Sean also works in tax preparation and accounting for William J. Head, CPA, PLLC, spending a few hours per week and owning 5% of the company.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
Manning & Napier Investor Services, INC.Broker
State Registrations18 states
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