Thomas Petric is a CFA-designated registered investment advisor at LPL Financial LLC, based in Chicago, IL, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
320 S. Canal Street, Chicago, IL, 60606
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Thomas operates under the DBA BMO Investment Services for his LPL business. This activity is investment-related and conducted at the reported business location.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Northern Trust Securities, INC.Broker
BMO Asset Management CORP.
Foreside Financial Services, LLCBroker
BMO Asset Management CORP.
BMO Investment Distributors, LLCBroker
Cedar Capital, LLC
Foreside Fund Services, LLCBroker
Good Harbor Financial
Northern Lights Distributors, LLCBroker
Nuveen Asset Management, LLC
Nuveen Securities, LLCBroker
Ipi Wealth Management, INC.
Investment Planners, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.