Joshua Pratta is a CFP-designated registered investment advisor, based in Bel Air, MD, with 14 years of industry experience.
Location
402 Baltimore Pike, Bel Air, MD, 21014
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2016Denied
Employment History
Current Registrations
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 5 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 5 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 5 mos
Previous Registrations
Bb&t Securities, LLC
August 2017 - February 2021 · 3 yrs 6 mos
Bb&t Securities, LLCBroker
August 2017 - February 2021 · 3 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2012 - August 2017 · 5 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2012 - August 2017 · 5 yrs 7 mos
State Registrations47 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMSMTNCNHNJNMNVNYOHOKORPARISCSDTNTXVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.