James Hall is a registered investment advisor, based in Bentonville, AR, with 12 years of industry experience.
Location
Bentonville, AR
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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James works as a registered sales assistant for Harvest Investment Strategies, LLC. This activity takes nearly full-time hours.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 10 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 8 mos
Previous Registrations
First Allied Advisory Services, INC.
February 2015 - November 2020 · 5 yrs 9 mos
First Allied Securities, INC.Broker
April 2013 - September 2022 · 9 yrs 5 mos
State Registrations10 states
ARAZCACOFLKSMOOKTXWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.