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Matthew Parker

Wedbush Securities INC.
13 Years of Experience
Pasadena, CA
1 DisclosureBroker
View SEC Summary
View SEC Summary

Matthew Parker is a registered investment advisor at Wedbush Securities INC., based in Pasadena, CA, with 13 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, High Net Worth, Insurance Planning, Investment Management, and 1 more. Their firm serves 10,048 clients with $5.7B in assets under management.

Wedbush Securities INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
222 advisors
Number of Clients
10,048 clients
Average Client Portfolio
$566K average
Assets Under Management
$5.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K3.00%
$250K - $500K2.80%
$500K - $1.0M2.50%
$1.0M - $3.0M1.90%
$3.0M - $5.0M1.60%
$5M+1.60%

Fees for accounts over $5,000,000 are negotiable. Accounts are subject to minimum annual fees ranging from $250 to $1,000 depending on the program.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

225 S Lake Ave Penthouse, Pasadena, CA, 91101

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
September 2025
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Matthew operates under the DBA "BMO Investment Services" at his reported business location, which is related to his LPL business.

Employment History
Current Registrations
Wedbush Securities INC.
October 2025 - Present · 1 yr
Wedbush Securities INC.Broker
October 2025 - Present · 1 yr
Previous Registrations
LPL Financial LLC
July 2023 - September 2025 · 2 yrs 2 mos
LPL Financial LLCBroker
July 2023 - September 2025 · 2 yrs 2 mos
Bancwest Investment Services, INC.Broker
May 2019 - July 2023 · 4 yrs 2 mos
Bancwest Investment Services, INC. (bwis)
May 2019 - July 2023 · 4 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2016 - February 2019 · 2 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2016 - February 2019 · 2 yrs 9 mos
VALIC Financial Advisors, INC.
September 2013 - May 2016 · 2 yrs 8 mos
VALIC Financial Advisors, INC.Broker
September 2013 - May 2016 · 2 yrs 8 mos
Waddell & Reed
October 2012 - August 2013 · 10 mos
Waddell & Reed, INC.Broker
June 2012 - August 2013 · 1 yr 2 mos
State Registrations12 states
AZCACOCTFLGAHIIDNVSCTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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