Joseph Fumo
Joseph Fumo is a CFP-designated registered investment advisor at Capitol Securities Management, INC., based in Tampa, FL, with 13 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 3,745 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CSM charges a percentage of your portfolio each year for investment advisory advice. The maximum advisory fee is 2.0% per year. The fee is paid in advance, on a quarterly or monthly basis. The amount you pay will reduce any money you make on your investments. CSM also offers wrap fee programs where the fee includes investment advisory services and brokerage execution costs. The maximum wrap fee is 2.0% per year.
Location
601 South Harbour Island Blvd, Suite 109, Tampa, FL, 33602
Get directionsHistory
Regulatory History (2)
Criminal
May 2024Employment Separation After Allegations
December 2020Other Business Activities
Joseph operates Fumo Financial LLC and owns a condominium rental property, Executive Bay Condominiums, since February 2024. He dedicates minimal time to the rental property, utilizing a management company for all services.
Employment History
Current Registrations
Capitol Securities Management, INC.
Capitol Securities Management, INC.
Capitol Securities Management, INC.Broker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.