MN
MN

Michael Nichols

13 Years of Experience
Wilmington, DE
Broker

Michael Nichols is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Wilmington, DE, with 13 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

900 Foulk Road, Suite 201, Wilmington, DE, 19803

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael is an advisor member of Butler Financial, servicing clients he brings to the practice. He dedicates minimal time to this activity.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
May 2016 - Present · 10 yrs 2 mos
Raymond James Financial Services, INC.Broker
April 2016 - Present · 10 yrs 3 mos
Previous Registrations
American Portfolios Advisors, INC
October 2013 - April 2016 · 2 yrs 6 mos
Ambassador Advisors, LLC
August 2013 - December 2019 · 6 yrs 4 mos
American Portfolios Financial Services, INC.Broker
August 2013 - April 2016 · 2 yrs 8 mos
AXA Advisors, LLC
June 2013 - August 2013 · 2 mos
AXA Advisors, LLCBroker
April 2012 - August 2013 · 1 yr 4 mos
State Registrations24 states
AZCACOCTDCDEFLGAIAILMAMDMEMINCNHNJNYOHPASCTXVAWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Michael Nichols - Financial Advisor | TrueAdvisor