RD
RD

Robert Dumas

14 Years of Experience
Thibodaux, LA
BrokerSells Insurance

Robert Dumas is a registered investment advisor, based in Thibodaux, LA, with 14 years of industry experience.

Location

114 Rue Colette, Thibodaux, LA, 70301

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Robert is an investment advisory representative for CWM, LLC, an insurance agent selling life and long-term care insurance, and a representative for Lafont & Associates and Parrish Financial Partners. He also works as a football official for the Southland Conference and the National Football League.

Employment History
Current Registrations
Cwm, LLC
March 2019 - Present · 7 yrs 2 mos
Cetera Wealth Services, LLCBroker
March 2019 - Present · 7 yrs 2 mos
Previous Registrations
LPL Financial LLC
December 2012 - April 2019 · 6 yrs 4 mos
LPL Financial LLCBroker
February 2012 - April 2019 · 7 yrs 2 mos
State Registrations2 states
LATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.