Jeffrey Richardson is a registered investment advisor, based in Phoenix, AZ, with 14 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Phoenix, AZ
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Regulatory History (1)
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Criminal
June 1982Final Disposition
Employment History
Current Registrations
Empower Financial Services, INC.
October 2023 - Present · 3 yrs
Empower Financial Services, INC.Broker
October 2023 - Present · 3 yrs
Empower Advisory Group, LLC
April 2023 - Present · 3 yrs 6 mos
Previous Registrations
Personal Capital Advisors Corporation
January 2022 - April 2023 · 1 yr 3 mos
Morgan StanleyBroker
March 2019 - February 2022 · 2 yrs 11 mos
Morgan Stanley
March 2019 - February 2022 · 2 yrs 11 mos
Capital Markets Iq, LLC
November 2016 - February 2019 · 2 yrs 3 mos
Cetera Investment Advisers LLC
March 2016 - November 2016 · 8 mos
Cetera Investment Services LLCBroker
March 2016 - November 2016 · 8 mos
Wells Fargo Advisors, LLC
January 2014 - March 2016 · 2 yrs 2 mos
Wells Fargo Advisors, LLCBroker
January 2014 - March 2016 · 2 yrs 2 mos
Edward Jones
April 2012 - January 2014 · 1 yr 9 mos
Edward JonesBroker
February 2012 - January 2014 · 1 yr 11 mos
State Registrations2 states
AZGA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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