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Curtis Ellergodt

Rothschild Investment
10 Years of Experience
Oakbrook, IL
Broker
View SEC Summary
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Curtis Ellergodt is a registered investment advisor at Rothschild Investment, based in Oakbrook, IL, with 10 years of industry experience. Curtis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Estate Planning, High Net Worth, and 3 more. Their firm serves 1,246 clients with $2.8B in assets under management.

Rothschild Investment
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
31 advisors
Number of Clients
1,246 clients
Average Client Portfolio
$2.2M average
Assets Under Management
$2.8B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $3.0M1.25%
$3.0M - $7.0M1.00%
$7.0M - $15.0M0.75%
$15M+0.50%

Fees are negotiable and generally based on the size and complexity of the client relationship. The firm may group related client accounts for householding breakpoints.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

700 Commerce Drive, Suite 170, Oakbrook, IL, 60523

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Curtis is the COO/CFO of Rothschild Wealth LLC since 2015 and CFO/CCO of Rothschild Investment, LLC since 2023. Both roles are investment-related.

Employment History
Current Registrations
Rothschild Investment LLCBroker
September 2023 - Present · 3 yrs 1 mo
Rothschild Wealth LLC
October 2015 - Present · 11 yrs
Previous Registrations
Halo Securities, LLCBroker
February 2017 - August 2023 · 6 yrs 6 mos
Sentinus, LLC
October 2015 - December 2017 · 2 yrs 2 mos
Ausdal Financial Partners, INC.Broker
July 2015 - February 2017 · 1 yr 7 mos
State Registrations1 state
IL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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