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Christopher Smiley

13 Years of Experience
Overland Park, KS
Broker

Christopher Smiley is a registered investment advisor at Thrivent Investment Management INC., based in Overland Park, KS, with 13 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Retirement Planning. Their firm serves 77,792 clients with $17B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3110 advisors
Number of Clients
77,792 clients
Average Client Portfolio
$225K average
Assets Under Management
$17.5B

Fee Structure

Minimum Investment:$25K

Thrivent Investment Management offers several managed account programs, each with different investment options and strategies. The fees for these programs are based on a percentage of the assets in your account and are negotiable. The specific fee will depend on the program you choose, the assets in your account, and the complexity of your financial situation. Some programs may also have additional fees for tax overlay services or private wealth consulting. The fees are deducted from your account quarterly.

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Location

7400 College Blvd, Overland Park, KS, 66210

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher serves as an Engineer Officer in the United States Army Reserve, dedicating a few hours per week to leadership and administrative duties. This activity is not investment-related.

Employment History
Current Registrations
Thrivent Investment Management INC.Broker
January 2022 - Present · 4 yrs 3 mos
Thrivent Investment Management INC.
January 2022 - Present · 4 yrs 3 mos
Previous Registrations
VALIC Financial Advisors, INC.
May 2014 - January 2022 · 7 yrs 8 mos
VALIC Financial Advisors, INC.Broker
May 2014 - January 2022 · 7 yrs 8 mos
Waddell & Reed, INC.Broker
July 2013 - October 2013 · 3 mos
Waddell & Reed
July 2013 - October 2013 · 3 mos
Edward Jones
April 2012 - June 2013 · 1 yr 2 mos
Edward JonesBroker
February 2012 - June 2013 · 1 yr 4 mos
State Registrations31 states
ALARAZCACOCTDEFLIAILINKSKYLAMDMIMNMOMTNCNDNENVOKORPASDTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.