Nicholas Raffetto is a CFP-designated registered investment advisor, based in Manasquan, NJ, with 14 years of industry experience.
Location
229 East Main St., Manasquan, NJ, 08736
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Nicholas works as a Senior Wealth Advisor at Mariner Wealth Advisors, dedicating full-time hours to developing and implementing financial plans and investment strategies. He is also a Registered Representative with MSEC, LLC, spending full-time hours in this role as well.
Employment History
Current Registrations
Msec, LLCBroker
Mariner Wealth
Previous Registrations
Mariner Wealth Advisors
Lincoln Investment
Capital Analysts
Lincoln InvestmentBroker
Bessemer Investor Services, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.