Ryan Slater is a registered investment advisor at LPL Financial LLC, based in Brighton, NY, with 14 years of industry experience. Ryan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
2024 W Henrietta Rd Ste 3F, Brighton, NY, 14623
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
June 2017Criminal
November 2003Criminal
July 2000Other Business Activities
Ryan operates Turning Point Advisors as a DBA for his LPL business, dedicating full-time hours to it. He also owns Bayside Solutions Inc., an entity for tax/investment purposes, and coaches for WNY Flash Soccer, spending about 10-20% of his time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Key Investment Services LLC
Key Investment Services LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
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