Ryan Slater is a registered investment advisor at LPL Financial LLC, based in Brighton, NY, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2024 W Henrietta Rd Ste 3F, Brighton, NY, 14623
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Regulatory History (3)
Employment Separation After Allegations
June 2017Criminal
November 2003Criminal
July 2000Other Business Activities
Ryan operates Turning Point Advisors as a DBA for his LPL business, dedicating full-time hours to it. He also owns Bayside Solutions Inc., an entity for tax/investment purposes, and coaches for WNY Flash Soccer, spending about 10-20% of his time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Key Investment Services LLC
Key Investment Services LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.